About this Advisor
Scott Findeisen is a financial advisor working out of Westerly, Rhode Island, who has 10 years of work experience. Findeisen is currently employed by Spc. Findeisen has gained experience at Sammons Securities Company LLC, Spc and Parkland Securities. Findeisen holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Connecticut, Florida, Massachusetts and Rhode Island. Spc is a financial advisory company based out of Westerly, Rhode Island. The firm has offices in 464 locations and a total of 705 advisors. It manages $5 billion in assets under management across its 25,865 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 13 charitable organizations. Of its 25,865 client accounts, just 9% are held by high-net-worth clients who have at least $1 million in investable assets. Spc provides a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees typically depend on which service is offered. However, fees billed by Spc likely are comprised of any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years of Experience
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Spc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Scott Findeisen Work History
Scott has 10 years of experience.
Sammons Securities Company LLC
Scott Findeisen has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Spc
Allen Park, MI
Ann Arbor, MI
Ann Arbor, MI
The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.