Stifel, Nicolaus & Company, Inc
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About this Advisor
Lucinda Shields is a certified financial planner in Columbia, South Carolina. Currently a registered financial advisor at Stifel, Nicolaus & Company, Inc, they have accumulated 18 years of professional experience as a registered investment advisor. Shields holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Shields is able to act as an advisor based out of South Carolina and Texas. Throughout their career, they have worked at Stifel Nicolaus & Co Inc and Ubs Financial Services Inc. Stifel, Nicolaus & Company, Inc is based out of Columbia, South Carolina, and operates out of 362 additional locations in the United States. In aggregate, Stifel, Nicolaus & Company, Inc manages $72 billion in assets throughout 188,394 client accounts and employs more than 5,570 people. The amount of assets the firm manages places it among the largest financial advisory firms in the nation. The firm manages 123,069 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 24% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Stifel, Nicolaus & Company, Inc provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Lucinda Shields Work History
Lucinda has 18 years of experience.
Stifel Nicolaus & Co Inc
Ubs Financial Services Inc
Lucinda Shields has disclosures.
Please visit their SEC profile for more details.