Kings Point Capital Management LLC
About this Advisor
Jeffrey Bates is a financial advisor working out of Germantown, Tennessee, who has been in the financial industry for 16 years. Bates is currently employed by Kings Point Capital Management LLC. They have been employed by Kings Point Capital Management Llc for all of their career. Bates maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in New York, Tennessee and Texas. Kings Point Capital Management LLC is a firm that has its headquarters in Germantown, Tennessee. The company has a total of 17 people on staff. It manages $2 billion in total assets between its 1,334 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 1,334 customer accounts, 88% belong to high-net-worth investors who have at least $1 million in assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice typically are based on which services the firm provides the client. Fees charged by Kings Point Capital Management LLC typically consist of asset-based fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Kings Point Capital Management LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Jeffrey Bates Work History
Jeffrey has 16 years of experience.
Kings Point Capital Management
Jeffrey Bates has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Kings Point Capital Management LLC
Great Neck, NY
Great Neck, NY
Great Neck, NY
Great Neck, NY
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact firstname.lastname@example.org.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.