Jeffrey
Bates
Kings Point Capital Management LLC
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About this Advisor
Jeffrey Bates is a financial advisor working out of Germantown, Tennessee, who has been in the financial industry for 16 years. Bates is currently employed by Kings Point Capital Management LLC. They have been employed by Kings Point Capital Management Llc for all of their career. Bates maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in New York, Tennessee and Texas. Kings Point Capital Management LLC is a firm that has its headquarters in Germantown, Tennessee. The company has a total of 17 people on staff. It manages $2 billion in total assets between its 1,334 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 1,334 customer accounts, 88% belong to high-net-worth investors who have at least $1 million in assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice typically are based on which services the firm provides the client. Fees charged by Kings Point Capital Management LLC typically consist of asset-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Kings Point Capital Management LLC Brokerage Details
$1,697,342,447
17
1,334
$1,272,371
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Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Jeffrey Bates Work History
Jeffrey has 16 years of experience.
Kings Point Capital Management
Disclosures
Jeffrey Bates has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Kings Point Capital Management LLC
Great Neck, NY
Great Neck, NY
Great Neck, NY
Brentwood, TN
Germantown, TN
Brentwood, TN
Great Neck, NY
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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