Jeffrey
Bates

Kings Point Capital Management LLC

CRD#2273114
Investment Advisor
in Germantown, TN

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About this Advisor

Jeffrey Bates is a financial advisor working out of Germantown, Tennessee, who has been in the financial industry for 16 years. Bates is currently employed by Kings Point Capital Management LLC. They have been employed by Kings Point Capital Management Llc for all of their career. Bates maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in New York, Tennessee and Texas. Kings Point Capital Management LLC is a firm that has its headquarters in Germantown, Tennessee. The company has a total of 17 people on staff. It manages $2 billion in total assets between its 1,334 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm provides financial advisory services to six charities and foundations. Of its 1,334 customer accounts, 88% belong to high-net-worth investors who have at least $1 million in assets. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advice typically are based on which services the firm provides the client. Fees charged by Kings Point Capital Management LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

6750 Poplar Avenue Forum 1, Suite 512
Germantown, TN 38138

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Kings Point Capital Management LLC Brokerage Details

Total Assets Under Management

$1,697,342,447

TN Average: $7,464,549,021
Total Number of Employees

17

TN Average: 88
Total Number of Accounts

1,334

TN Average: 3,892
Average Account Size

$1,272,371

TN Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Jeffrey Bates Work History

Jeffrey has 16 years of experience.

2006 - Present (16 years)

Kings Point Capital Management

Disclosures

Jeffrey Bates has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Kings Point Capital Management LLC

Andres Fernandez-Salvador
Great Neck, NY
Jason Beaird
Great Neck, NY
John Marshall
Great Neck, NY
Hadley Doolittle
Brentwood, TN
Jeffrey Bates
Germantown, TN
Billy Dutton
Brentwood, TN
Kenneth Lynn
Great Neck, NY

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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