Katherine
Wilson

Thoroughbred Financial Services, LLC

CRD#6198917
Investment Advisor
in Brentwood, TN

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Katherine Wilson is a certified financial planner who works out of Brentwood, Tennessee, with a total of 4 years of industry experience. Wilson is an advisor for Thoroughbred Financial Services, LLC. During their career, Wilson has held roles at Thoroughbred Financial Services, LLC, Incrowd Capital, Blueprint Strategy, Ubs Financial Services Inc, Belmont University and University Of Tennessee At Chattanooga. Wilson has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in Tennessee. Thoroughbred Financial Services, LLC is an advisory company that has its headquarters in Brentwood, TN. The investment advisory business has offices in three locations and a total of 33 advisors. It has $2 billion in total assets among its 6,087 accounts, making it one of the biggest firms in the country by assets under management. Of its 6,087 accounts, 16% are held by high-net-worth individuals who have at least $1 million in investable assets. Thoroughbred Financial Services, LLC has a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees for financial management usually are based on which services the firm provides the client. Fee types charged by Thoroughbred Financial Services, LLC likely consist of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

5110 Maryland Way Suite 300
Brentwood, TN 37027

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Thoroughbred Financial Services, LLC Brokerage Details

Total Assets Under Management

$2,440,440,866

TN Average: $730,596,643
Total Number of Employees

33

TN Average: 15
Total Number of Accounts

6,087

TN Average: 968
Average Account Size

$400,927

TN Average: $754,749

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Katherine Wilson Work History

Katherine has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Thoroughbred Financial Services, LLC

2016 - 2016 (< 1 year)

Incrowd Capital

2016 - 2016 (< 1 year)

Blueprint Strategy

2016 - 2019 (3 years)

Ubs Financial Services Inc

2015 - 2016 (1 year)

Thoroughbred Financial Services, LLC

2015 - 2016 (1 year)

Belmont University

2013 - 2014 (1 year)

Ubs Financial Services Inc

2011 - 2014 (3 years)

University Of Tennessee At Chattanooga

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Katherine Wilson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thoroughbred Financial Services, LLC

Raymond Mockmore
Brentwood, TN
John Attigliato
Brentwood, TN
Katherine Wilson
Brentwood, TN
Paige Parker
Brentwood, TN
Thomas Weddington
Jackson, TN
James Reynolds
Knoxville, TN
Daniel Parker
Brentwood, TN
Heather Hale
Brentwood, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started