Walter
Small

John Hancock Advisers, LLC

CRD#2987722
Investment Advisor
in Frankin, TN

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About this Advisor

Walter Small is a financial advisor who works in Frankin, Tennessee, who has been in the financial industry for 13 years. Small works at John Hancock Advisers, LLC. Over the course of their career, Small has held roles at Axa Distributors, LLC, Lincoln Financial Distributors, Inc, John Hancock Advisers, LLC, John Hancock Funds and John Hancock. Small maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and can operate in Massachusetts and Tennessee. John Hancock Advisers, LLC is a registered investment firm operating in Frankin, Tennessee. It manages $183 billion in assets across its 756 accounts, placing it among the biggest financial advisory firms in the nation by assets under management. John Hancock Advisers, LLC offers a few services, including portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for pooled investment vehicles. Fees for financial advisory services largely are based on the type of services provided. However, fees charged by John Hancock Advisers, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

Frankin, TN

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John Hancock Advisers, LLC Brokerage Details

Total Assets Under Management

$183,448,471,241

TN Average: $16,012,751,954
Total Number of Employees

376

TN Average: 118
Total Number of Accounts

756

TN Average: 4,567
Average Account Size

$242,656,708

TN Average: $3,506,186

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Walter Small Work History

Walter has 14 years of experience.

2018 - Present (2 years)

John Hancock Advisers, LLC

2017 - Present (3 years)

John Hancock Funds

2017 - Present (3 years)

John Hancock

2010 - 2016 (6 years)

Lincoln Financial Distributors, Inc

2006 - 2010 (4 years)

Axa Distributors, LLC

Disclosures

Walter Small has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at John Hancock Investment Management, LLC

Isaac Sham
Boston, MA
Jonathan Hunter
Sacramento, CA
Kevin Brady
Boston, MA
Mark Flinn
Boston, MA
Ryan Ulrich
Boston, MA
Matthew Riopelle
Tempe, AZ
Daniel Moyer
Tempe, AZ
William Breen
Boston, MA

This content was compiled from the SEC and FINRA.

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