Ann
Connolly

Stifel, Nicolaus & Company, Inc

CRD#3241613
Investment Advisor
in Austin, TX
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About this Advisor

Ann Connolly is a certified financial planner in Austin, Texas. Currently a registered advisor at Stifel, Nicolaus & Company, Inc, Connolly has 14 years of work experience. Connolly holds a Series 63 license, which certifies the advisor as a securities broker. Connolly can work with customers in Texas. During their career, the advisor has held roles at Stifel Nicolaus & Co Inc, Raymond James & Associates, Inc and Morgan Keegan & Company, Inc. Stifel, Nicolaus & Company, Inc is based out of Austin, Texas, and operates out of 362 locations throughout the nation. As a company, Stifel, Nicolaus & Company, Inc oversees $72 billion in assets throughout 188,394 accounts and retains more than 5,570 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 123,069 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 24% of the investment firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Stifel, Nicolaus & Company, Inc can offer portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

805 Las Cimas Parkway Suite 230
Austin, TX 78746

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$71,482,841,447

TX Average: $11,469,110,461
Total Number of Employees

5,570

TX Average: 458
Total Number of Accounts

188,394

TX Average: 33,415
Average Account Size

$379,433

TX Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Ann Connolly Work History

Ann has 14 years of experience.

2016 - Present (3 years)

Stifel Nicolaus & Co Inc

2013 - 2016 (3 years)

Raymond James & Associates, Inc

2004 - 2013 (9 years)

Morgan Keegan & Company, Inc

Disclosures

Ann Connolly has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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