Ben
Wempe

J.P. Morgan Securities LLC

CRD#5987985
Investment Advisor
in Austin, TX
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About this Advisor

Ben Wempe is a certified financial planner and chartered financial consultant who works out of Austin, Texas, who has been in the financial industry for 13 years. Wempe is currently employed by J.P. Morgan Securities LLC. Over the course of their career, Wempe has held roles at Texas State University, Wells Fargo Bank Na, Wells Fargo Advisors LLC, Woodforest National Bank and Jpmorgan Securities LLC. Wempe maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Texas. J.P. Morgan Securities LLC is a registered investment firm headquartered in Austin, Texas. The company has offices in 5,365 locations and a total of 5,713 people on staff. It controls $113 billion in total assets between its 505,984 client accounts, making it one of the largest firms in the United States by assets under management. The firm serves 190 charities and foundations. Of its 505,984 client accounts, 16% are associated with high-net-worth individuals who have greater than $1 million in assets. The business has a few services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees usually vary depending on the type of services offered. However, fees billed by J.P. Morgan Securities LLC can consist of any blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

13 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

3267 Bee Caves Road Fl 1
Austin, TX 78746

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J.P. Morgan Securities LLC Brokerage Details

Total Assets Under Management

$112,505,543,419

TX Average: $7,464,549,021
Total Number of Employees

5,713

TX Average: 88
Total Number of Accounts

505,984

TX Average: 3,892
Average Account Size

$222,350

TX Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Ben Wempe Work History

Ben has 13 years of experience.

2013 - Present (6 years)

Jpmorgan Securities LLC

2011 - 2013 (2 years)

Wells Fargo Advisors LLC

2010 - 2013 (3 years)

Wells Fargo Bank Na

2009 - 2010 (1 years)

Woodforest National Bank

2005 - 2009 (4 years)

Texas State University

Disclosures

Ben Wempe has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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