Prospera Financial Services, Inc

Investment Advisor
in Dallas, TX
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About this Advisor

Brian Fees is a certified financial planner based out of Dallas, Texas, who has been in the advisory business for 11 years. Fees is currently employed by Prospera Financial Services, Inc. They have spent the entirety of their time as a financial advisor at Prospera Financial Services, Inc. Fees holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Texas. Prospera Financial Services, Inc is a registered investment firm headquartered in Dallas, Texas. The firm has offices in 97 locations and a total of 190 financial advisors. It oversees $3 billion in total assets between its 9,424 accounts, making it one of the biggest firms in the United States by assets under management. The firm provides financial advice to 43 charities and foundations. Of its 9,424 client accounts, 19% are associated with high-net-worth clients who have more than $1 million in investable assets. Prospera Financial Services, Inc offers a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically vary depending on which services are offered. However, fee types billed by Prospera Financial Services, Inc most likely include asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others



Office Location

5429 Lbj Freeway Suite 400
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management


TX Average: $3,042,739,679
Total Number of Employees


TX Average: 49
Total Number of Accounts


TX Average: 2,315
Average Account Size


TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Brian Fees Work History

Brian has 11 years of experience.

2007 - Present (12 years)

Prospera Financial Services


Brian Fees has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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