Carlos
Gonzalez

Sequoia Financial Group, L.L.C

CRD#5286030
Investment Advisor
in Berwyn, PA

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About this Advisor

Carlos Gonzalez is a financial advisor working in Berwyn, Pennsylvania. Gonzalez is currently employed by Sequoia Financial Group, L.L.C. Their career trajectory has included roles at Sg Americas Securities, LLC, Morgan Stanley Smith Barney LLC, Morgan Stanley Private Bank, N.A, Morgan Stanley, Zeke Capital Advisors and Sequoia Financial Advisors. Gonzalez maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to serve investors in Pennsylvania. Sequoia Financial Group, L.L.C is a registered investment company that has its headquarters in Akron, OH. It has offices in 17 locations and a total of 212 financial advisors. It has $16 billion in assets across its 19,755 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises six charitable organizations. Of its 19,755 customer accounts, 35% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice are based on the type of financial services provided. Fee types billed by Sequoia Financial Group, L.L.C can consist of asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees, Performance-based Fees

Office Location

1205 Westlakes Dr., Suite 270
Berwyn, PA 19312

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Sequoia Financial Group, L.L.C Brokerage Details

Total Assets Under Management

$15,567,376,490

PA Average: $2,106,341,625
Total Number of Employees

212

PA Average: 34
Total Number of Accounts

19,755

PA Average: 1,972
Average Account Size

$788,022

PA Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Carlos Gonzalez Work History

Carlos has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Sequoia Financial Advisors

2022 - 2023 (1 year)

Zeke Capital Advisors

2020 - 2020 (< 1 year)

Morgan Stanley Smith Barney LLC

2020 - 2022 (2 years)

Morgan Stanley Private Bank, N.A

2020 - 2022 (2 years)

Morgan Stanley

2010 - 2019 (9 years)

Sg Americas Securities, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carlos Gonzalez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sequoia Financial Group, L.L.C

Matthew Pullar
Akron, OH
Taylor Papiernik
Akron, OH
Christopher Creahan
Beachwood, OH
Richelle Durkin
Troy, MI
Sara Gans
Akron, OH
Laura Kiick
Akron, OH
Henry On
Akron, OH
Erika Mutch
Akron, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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