Charles
Bennett

Prospera Financial Services, Inc

CRD#18209
Investment Advisor
in Dallas, TX

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About this Advisor

Charles Bennett is a financial advisor working out of Dallas, Texas with a total of 6 years of industry experience. Bennett is on the advisory team at Prospera Financial Services, Inc. Bennett has gained experience at Wells Fargo Advisors Financial Network, LLC and Prospera Financial Services. Bennett has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Ohio and Texas. Prospera Financial Services, Inc is a financial advisory business operating out of Dallas, TX. It has offices in 105 locations and a total of 242 people on staff. It manages $6 billion in assets under management across its 18,852 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 76 charities and foundations. Of its 18,852 client accounts, 34% belong to high-net-worth investors who have more than $1 million in investable assets. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules usually are based on the financial services offered. However, fee types billed by Prospera Financial Services, Inc may include some combination of asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

5429 Lbj Freeway Suite 750
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$5,921,456,412

TX Average: $3,042,739,679
Total Number of Employees

242

TX Average: 49
Total Number of Accounts

18,852

TX Average: 2,315
Average Account Size

$314,102

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Charles Bennett Work History

Charles has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Prospera Financial Services

2011 - 2017 (6 years)

Wells Fargo Advisors Financial Network, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Charles Bennett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prospera Financial Services, Inc

Jeremy Day
Dallas, TX
Caryn Borden
Dallas, TX
John Crook
Macon, GA
Tyler Lewis
Colchester, CT
Mark Eriksen
Clarkston, MI
Dylan Hale
Odessa, TX
Michael Taylor
Dallas, TX
Aaron Bernstein
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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