Charles
Stephens

Wells Fargo Advisors Financial Network, LLC

CRD#2616706
Investment Advisor
in Dallas, TX
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About this Advisor

Charles Stephens is a certified financial planner who is based in Dallas, Texas. Currently an advisor at Wells Fargo Advisors Financial Network, LLC, they have accumulated 16 years of experience as a registered investment advisor. Stephens holds Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Stephens is registered to work with clients in Texas. During their career, the advisor has held roles at Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Wells Fargo Advisors Financial Network LLC. Wells Fargo Advisors Financial Network, LLC is headquartered in Dallas, Texas, and operates out of 729 additional offices in the country. In aggregate, Wells Fargo Advisors Financial Network, LLC manages $49 billion in assets dispersed across 149,098 client accounts and retains more than 1,997 people. The level of assets currently under the firm's management makes it one of the largest financial advisory firms in the country. The firm manages 106,411 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 41% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Wells Fargo Advisors Financial Network, LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2301 Cedar Springs Rd Ste 400
Dallas, TX 75201

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Wells Fargo Advisors Financial Network, LLC Brokerage Details

Total Assets Under Management

$47,520,627,966

TX Average: $11,469,110,461
Total Number of Employees

1,978

TX Average: 458
Total Number of Accounts

154,383

TX Average: 33,415
Average Account Size

$307,810

TX Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Charles Stephens Work History

Charles has 16 years of experience.

2010 - Present (9 years)

Wells Fargo Advisors Financial Network LLC

2009 - 2010 (1 year)

Morgan Stanley Smith Barney

2002 - 2009 (7 years)

Citigroup Global Markets Inc

Disclosures

Charles Stephens has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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