David
Matthews

Swbc Investment Company

CRD#4620837
Investment Advisor
in Austin, TX
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About this Advisor

David Matthews is a certified financial planner operating in Austin, Texas, who has been in the advisory business for 11 years. Matthews is currently employed by Swbc Investment Company. Throughout their career, they have worked at Frost National Bank, Frost Brokerage Services, Cuna Mutual Group, Cuna Brokerage Services, Inc, Swbc Investment Company, Randolph Brooks Fcu and Swbc Investment Services. Matthews holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Swbc Investment Company is an advisory company headquartered in Austin, Texas. The company has offices in 16 locations and a total of 57 people on staff. It handles $145 million in assets under management across its 325 client accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. The firm provides services to six charitable organizations. Of its 325 client accounts, just 4% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Swbc Investment Company offers a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management depend on which services the firm provides the client. However, fees billed by Swbc Investment Company can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

6114 W Wm Cannon Dr
Austin, TX 78749

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Swbc Investment Company Brokerage Details

Total Assets Under Management

$151,878,647

TX Average: $3,042,739,679
Total Number of Employees

50

TX Average: 49
Total Number of Accounts

309

TX Average: 2,315
Average Account Size

$491,517

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Matthews Work History

David has 11 years of experience.

2017 - Present (2 years)

Swbc Investment Company

2017 - Present (2 years)

Swbc Investment Services

2016 - 2017 (1 year)

Randolph Brooks Fcu

2010 - 2016 (6 years)

Cuna Mutual Group

2010 - 2017 (7 years)

Cuna Brokerage Services, Inc

2007 - 2010 (3 years)

Frost National Bank

2007 - 2010 (3 years)

Frost Brokerage Services

Disclosures

David Matthews has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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