Duane
Cooper

Wells Fargo Clearing Services, LLC

CRD#838488
Investment Advisor
in Austin, TX
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About this Advisor

Duane Cooper is a certified financial planner who lives in Austin, Texas. Currently an investment advisor at Wells Fargo Clearing Services, LLC, Cooper has 11 years of professional experience in the financial advisory industry. Cooper has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Cooper is registered to operate based out of Texas. Throughout their career, they have worked at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is headquartered in Austin, Texas, and has 6,557 brick-and-mortar locations across the nation. In total, Wells Fargo Clearing Services, LLC oversees $473 billion in assets across 1,432,715 client accounts and retains more than 26,409 people. The level of assets currently under the firm's management makes it one of the largest investment advisory firms in the country. The firm manages 1,046,418 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 39% of the advisor firm's customers are high-net-worth individuals, meaning they have greater than $1 million in capital. Wells Fargo Clearing Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

13215 Bee Cave Pkwy Ste 150, Bldg A
Austin, TX 78738

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

TX Average: $11,469,110,461
Total Number of Employees

26,352

TX Average: 458
Total Number of Accounts

1,434,106

TX Average: 33,415
Average Account Size

$302,067

TX Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Duane Cooper Work History

Duane has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2007 - 2009 (2 years)

Wachovia Securities, LLC

Disclosures

Duane Cooper has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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