James
Koestner

Wells Fargo Clearing Services, LLC

CRD#1594155
Investment Advisor
in Dallas, TX
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About this Advisor

James Koestner is a certified financial planner working in Dallas, Texas, who has 10 years in the industry. Koestner currently works for Wells Fargo Clearing Services, LLC. During their career, Koestner has held roles at Wells Fargo Advisors LLC, Wachovia Securities, LLC and Wells Fargo Clearing Services, LLC. Koestner maintains a Series 63 license, designating them as a securities broker, and can operate in Texas. Wells Fargo Clearing Services, LLC is an advisory business that has its headquarters in Dallas, Texas. The investment advisory business has offices in 6,557 locations and a total of 26,409 people on staff. It oversees $473 billion in assets across its 1,432,715 accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% are associated with high-net-worth clients who have at least $1 million in assets. Wells Fargo Clearing Services, LLC offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. However, fees charged by Wells Fargo Clearing Services, LLC most likely consist of any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

100 Crescent Ct Ste 1400
Dallas, TX 75201

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

TX Average: $11,469,110,461
Total Number of Employees

26,352

TX Average: 458
Total Number of Accounts

1,434,106

TX Average: 33,415
Average Account Size

$302,067

TX Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

James Koestner Work History

James has 10 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

James Koestner has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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