James
Smith

Hub International Investment Advisory Services Inc

CRD#2390006
Investment Advisor
in Dallas, TX
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About this Advisor

James Smith is a chartered financial consultant operating out of Dallas, Texas, with 22 years of experience as a financial advisor. Smith is currently employed by Hub International Investment Advisory Services Inc. Over the course of their career, Smith has held roles at National Life Of Vermont, Partners Securities, Inc, Ips Advisors, Llp, Ips Ria, LLC and Lion Street Financial. Smith maintains a Series 63 license, designating them as a securities agent, and can operate in California, Texas, Florida, Illinois and North Carolina. Hub International Investment Advisory Services Inc is a financial advisory company headquartered in Dallas, Texas. The investment advisory business has offices in three locations and just five employees. The advisory firm provides a few services, including pension consulting services, educational seminars and other services. Fees charged by financial advisors usually depend on the financial services. Fee types billed by Hub International Investment Advisory Services Inc typically consist of other fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

22 years

Services Offered

Pension consulting services, Educational seminars/workshops, Other

Fee Structure

Others

Disclosures

No

Office Location

10000 N Central Expressway, Suite 1100
Dallas, TX 75231

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Hub International Investment Advisory Services Inc Brokerage Details

Total Number of Employees

5

TX Average: 43

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Investment Advisory Services

  • Pension consulting services
  • Educational seminars/workshops
  • Other

James Smith Work History

James has 22 years of experience.

2015 - Present (4 years)

Ips Ria, LLC

2015 - Present (4 years)

Lion Street Financial

2008 - Present (11 years)

Ips Advisors, Llp

1999 - 2014 (15 years)

Partners Securities, Inc

1996 - Present (23 years)

National Life Of Vermont

Disclosures

James Smith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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