Maura
Guthrie

Wells Fargo Clearing Services, LLC

CRD#4242663
Investment Advisor
in Dallas, TX
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About this Advisor

Maura Guthrie is a certified financial planner based out of Dallas, Texas, who has been in the advisory business for 10 years. Guthrie works at Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at Wells Fargo Clearing Services LLC and Ubs Financial Services Inc. Guthrie has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Texas. Wells Fargo Clearing Services, LLC is a registered investment company that has its headquarters in Dallas, Texas. It has offices in 6,557 locations and a total of 26,409 people on staff. It has $473 billion in assets under management among its 1,432,715 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 6,248 charitable organizations. Of its 1,432,715 client accounts, 39% belong to high-net-worth clients who have at least $1 million in assets available to invest. Wells Fargo Clearing Services, LLC performs a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management largely vary depending on which services the firm provides the client. Fee types billed by Wells Fargo Clearing Services, LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

8115 Preston Rd Ste 300
Dallas, TX 75225

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

TX Average: $11,469,110,461
Total Number of Employees

26,409

TX Average: 458
Total Number of Accounts

1,432,715

TX Average: 33,415
Average Account Size

$330,143

TX Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Maura Guthrie Work History

Maura has 10 years of experience.

2017 - Present (2 years)

Wells Fargo Clearing Services LLC

2008 - 2017 (9 years)

Ubs Financial Services Inc

Disclosures

Maura Guthrie has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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