Randell
Nichols

Prospera Financial Services, Inc

CRD#1414406
Investment Advisor
in Dallas, TX
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About this Advisor

Randell Nichols is a financial advisor based out of Dallas, Texas, who has 11 years of work experience. Nichols is an advisor for Prospera Financial Services, Inc. Their career trajectory has included roles at Mml Investors Services Inc, Massmutual, Hartford Equity Sales Company Inc, Massmutual Life Insurance Company, Mml Investors and Prospera Financial Services, Inc. Nichols has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in New Mexico and Texas. Prospera Financial Services, Inc is a financial advisory company that has its headquarters in Dallas, Texas. The company has offices in 97 locations and a total of 190 employees. It administers $3 billion in total assets between its 9,424 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 43 charities and foundations. Of its 9,424 accounts, 19% are associated with high-net-worth individuals who have at least $1 million in assets. The firm offers a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advisory services largely vary depending on which service is provided. However, fee types charged by Prospera Financial Services, Inc likely are comprised of some combination of asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others

Disclosures

Yes

Office Location

5429 Lbj Freeway Suite 400
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management

$2,548,731,894

TX Average: $3,042,739,679
Total Number of Employees

190

TX Average: 49
Total Number of Accounts

9,424

TX Average: 2,315
Average Account Size

$270,451

TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Randell Nichols Work History

Randell has 11 years of experience.

2013 - Present (6 years)

Prospera Financial Services, Inc

2011 - 2013 (2 years)

Massmutual Life Insurance Company

2011 - 2012 (1 years)

Mml Investors

2010 - 2011 (1 years)

Hartford Equity Sales Company Inc

2007 - 2010 (3 years)

Mml Investors Services Inc

2007 - 2010 (3 years)

Massmutual

Disclosures

Randell Nichols has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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