Sergio
Garcia
Hightower Advisors, LLC
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About this Advisor
Sergio Garcia is a certified financial planner who works in Chicago, Illinois. Garcia is an advisor for Hightower Advisors, LLC. Garcia has gained experience at The Gardner Group, Community Ladders, Omega Wealth Management, LLC, Quest Capital Management, Inc, Hilton World Wide, Fsc Securities, Dbt Wealth Consultants, Brennan Financial Services, Bfs Advisory Group, LLC and Hightower Advisors. Garcia maintains Series 66 and Series 63 licenses, qualifying them as a securities broker, and is able to work in Texas. Hightower Advisors, LLC is a registered investment business based out of Chicago, IL. The firm has offices in 100 locations and a total of 1,700 people on staff. It manages $105 billion in assets between its 144,757 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm advises 474 charitable organizations. Of its 144,757 accounts, just 13% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. A financial advisor's fees usually depend on the type of financial services offered. However, fee types charged by Hightower Advisors, LLC can be comprised of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hightower Advisors, LLC Brokerage Details
$105,230,209,755
1,700
144,757
$726,944
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Sergio Garcia Work History
Sergio has been registered as a financial advisor for 0 years.*
Hightower Advisors
Bfs Advisory Group, LLC
Fsc Securities
Dbt Wealth Consultants
Brennan Financial Services
Fsc Securities
Quest Capital Management, Inc
Hilton World Wide
Omega Wealth Management, LLC
Community Ladders
The Gardner Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sergio Garcia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hightower Advisors, LLC
Waltham, MA
Wayne, PA
Madison, NJ
Downers Grove, IL
Portland, ME
Greensboro, NC
Dallas, TX
Wayne, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
