Shelly
Baumgartner

Charles Schwab & Co., Inc

CRD#4663285
Investment Advisor
in Austin, TX
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About this Advisor

Shelly Baumgartner is a certified financial planner based out of Austin, Texas, who has been in the financial industry for 15 years. Baumgartner works at Charles Schwab & Co., Inc. During their career, Baumgartner has held roles at Waddell & Reed, Inc, Charles Schwab & Co., Inc and Charles Schwab Bank. Baumgartner holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in Texas. Charles Schwab & Co., Inc is an advisory business that has its headquarters in Austin, Texas. The firm has offices in 370 locations and a total of 14,879 financial advisors. The advisory firm has a set of services, such as financial planning services, selection of other advisers and other services. A financial advisor's fees largely depend on the services offered. However, fees billed by Charles Schwab & Co., Inc most likely include hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Selection of other advisers, Other

Fee Structure

Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

2309 Gracy Farms Lane
Austin, TX 78758

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Charles Schwab & Co., Inc Brokerage Details

Total Number of Employees

14,879

TX Average: 43

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Investment Advisory Services

  • Financial planning services
  • Selection of other advisers
  • Other

Shelly Baumgartner Work History

Shelly has 15 years of experience.

2010 - Present (9 years)

Charles Schwab & Co., Inc

2010 - Present (9 years)

Charles Schwab Bank

2003 - 2010 (7 years)

Waddell & Reed, Inc

Disclosures

Shelly Baumgartner has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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