Steven
Abbey

Spc

CRD#2855141
Investment Advisor
in Dallas, TX
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About this Advisor

Steven Abbey is a certified financial planner operating out of Dallas, Texas, who has been in the industry for 11 years. Abbey is an advisor for Spc. Over the course of their career, they have held roles at Compass Bank, Usaa Financial Planning Services, Usaa Financial Advisors, Inc, Bbva Securities Inc, Massmutual, Ameriprise Financial Services, Riverstone Wealth Management, Bbva Wealth Solutions Inc, Sigma Financial Corporation and Sigma Planning Corporation. Abbey maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Texas. Spc is a registered investment firm headquartered in Dallas, Texas. It has offices in 363 locations and a total of 714 financial advisors. It controls $3 billion in assets between its 21,505 client accounts, making it one of the largest firms in the country by assets under management. The firm provides services to nine charitable organizations. Of its 21,505 customer accounts, just 9% belong to high-net-worth investors who have at least $1 million in assets available to invest. Spc offers a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees typically vary depending on which services the firm provides the client. Fees billed by Spc may include any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

14881 Quorun Drive Ste 430
Dallas, TX 75254

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Spc Brokerage Details

Total Assets Under Management

$3,598,547,384

TX Average: $943,424,332
Total Number of Employees

729

TX Average: 21
Total Number of Accounts

23,132

TX Average: 1,586
Average Account Size

$155,566

TX Average: $594,845

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Steven Abbey Work History

Steven has 11 years of experience.

2015 - Present (4 years)

Sigma Financial Corporation

2015 - Present (4 years)

Sigma Planning Corporation

2014 - 2015 (1 year)

Compass Bank

2014 - 2015 (1 year)

Bbva Securities Inc

2014 - 2015 (1 year)

Bbva Wealth Solutions Inc

2013 - 2014 (1 year)

Massmutual

2011 - 2013 (2 years)

Usaa Financial Planning Services

2011 - 2013 (2 years)

Usaa Financial Advisors, Inc

2009 - 2011 (2 years)

Ameriprise Financial Services

2007 - 2009 (2 years)

Riverstone Wealth Management

Disclosures

Steven Abbey has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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