Prospera Financial Services, Inc

Investment Advisor
in Dallas, TX
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About this Advisor

Thomas Jones is an investment advisor who is based out of Dallas, Texas. Currently a registered financial advisor with Prospera Financial Services, Inc, they have accumulated 13 years of professional experience as a registered advisor. Jones maintains a Series 63 license, which certifies the advisor as a securities broker. Jones is registered to work with clients in Virginia. During their career, the advisor has held roles at Micg Investment Management and Prospera Financial Services, Inc. Prospera Financial Services, Inc is located in Dallas, Texas, and operates out of 97 additional brick-and-mortar locations across the United States. Overall, Prospera Financial Services, Inc manages $3 billion in assets throughout 9,424 accounts and retains more than 190 people. The amount of assets the firm manages places it among the largest firms in the nation. The firm manages 6,826 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 19% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. Prospera Financial Services, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly, fixed, commission-based, performance-based and other fees.

Certifications and Registrations

Series 63

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees, Others



Office Location

5429 Lbj Freeway Suite 400
Dallas, TX 75240

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Prospera Financial Services, Inc Brokerage Details

Total Assets Under Management


TX Average: $3,042,739,679
Total Number of Employees


TX Average: 49
Total Number of Accounts


TX Average: 2,315
Average Account Size


TX Average: $1,314,358

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Thomas Jones Work History

Thomas has 13 years of experience.

2010 - Present (9 years)

Prospera Financial Services,Inc

2005 - 2010 (5 years)

Micg Investment Management


Thomas Jones has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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