Vaishnavi
Rajagopalan

Ubs Financial Services Inc

CRD#6487276
Investment Advisor
in Plano, TX

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About this Advisor

Vaishnavi Rajagopalan is an investment advisor in Plano, Texas. Currently a registered advisor with Ubs Financial Services Inc, they have accrued 10 years of experience in the financial advisory industry. Rajagopalan holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Rajagopalan is able to operate in Texas. Over the course of their career, Rajagopalan has held roles at Ubs Financial Services, Chili'S and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Plano, Texas, and operates out of 369 locations in the nation. Overall, Ubs Financial Services Inc oversees $591 billion in assets dispersed across 975,301 client accounts and employs more than 15,605 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the nation. The firm manages 522,287 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 58% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

Legacy Tower 7250 Dallas Parkway, 12Th Floor
Plano, TX 75024

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

TX Average: $10,121,009,343
Total Number of Employees

15,605

TX Average: 92
Total Number of Accounts

975,301

TX Average: 6,978
Average Account Size

$606,337

TX Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Vaishnavi Rajagopalan Work History

Vaishnavi has 10 years of experience.

2016 - Present (4 years)

Ubs Financial Services Inc

2015 - 2016 (1 year)

Ubs Financial Services

2013 - 2014 (1 year)

Chili'S

Disclosures

Vaishnavi Rajagopalan has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brennan Collins
Springfield, MA
Thomas Ladd
New York, NY
Quillian Grindstaff
Charlotte, NC
Tessa Zhang
Weehawken, NJ
Kay Buel
Kansas City, MO
James Feggelle
New York, NY
Kelvin Pena
Miami, FL
Thomas Isaacs
Jacksonville, FL

This content was compiled from the SEC and FINRA.

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