Joseph
Allen

Ameriprise Financial Services, Inc

CRD#5958495
Investment Advisor
in Draper, UT
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About this Advisor

Joseph Allen is a financial advisor working out of Draper, Utah, who has been in the industry for 11 years. Allen is currently employed by Ameriprise Financial Services, Inc. Throughout their career, Allen has worked at Byu-Idaho, Ameriprise Financial Services, Inc, Marriott Hotel, Best Buy and Church Of Jesus Christ Of Latter Day Saints. Allen maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Arizona, Texas, Utah and Idaho. Ameriprise Financial Services, Inc is a financial advisory firm operating in Draper, Utah. The firm has offices in 161 locations and a total of 13,020 financial advisors. It manages $244 billion in assets under management among its 1,268,997 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 1,420 charitable organizations. Of its 1,268,997 accounts, just 3% are held by high-net-worth clients who have at least $1 million in assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees charged by financial advisors typically are based on the services. Fee types billed by Ameriprise Financial Services, Inc most likely are comprised of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

12012 S 700 E Ste 210
Draper, UT 84020-8257

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Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$248,321,915,989

UT Average: $5,289,111,388
Total Number of Employees

13,718

UT Average: 157
Total Number of Accounts

1,393,263

UT Average: 8,262
Average Account Size

$178,230

UT Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Joseph Allen Work History

Joseph has 11 years of experience.

2011 - Present (8 years)

Ameriprise Financial Services, Inc

2010 - 2011 (1 year)

Marriott Hotel

2010 - 2011 (1 year)

Best Buy

2009 - 2009 (< 1 year)

Byu-Idaho

2007 - 2009 (2 years)

Church Of Jesus Christ Of Latter Day Saints

Disclosures

Joseph Allen has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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