Alan
Lawrence

Wells Fargo Clearing Services, LLC

CRD#1811774
Investment Advisor
in Seattle, WA
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About this Advisor

Alan Lawrence is an investment advisor located in Seattle, Washington. Currently a registered financial advisor with Wells Fargo Clearing Services, LLC, they have gathered an impressive 31 years of work experience in the financial advisory industry. Lawrence has Series 63 and Series 66 licenses, designating the advisor as a securities representative. Lawrence is able to act as an advisor in Washington. Over the course of their career, they have held roles at Wells Fargo Clearing Services, LLC, Wells Fargo Advisors, LLC and Edward D. Jones & Co., L.P. Wells Fargo Clearing Services, LLC is headquartered in Seattle, Washington, and has 6,557 locations in the country. Overall, Wells Fargo Clearing Services, LLC oversees $473 billion in assets across 1,432,715 accounts and retains more than 26,409 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 39% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Wells Fargo Clearing Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant

Years of Experience

31 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

999 3Rd Ave 39Th and 40Th Fls [Rbo]
Seattle, WA 98104

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

WA Average: $11,469,110,461
Total Number of Employees

26,409

WA Average: 458
Total Number of Accounts

1,432,715

WA Average: 33,415
Average Account Size

$330,143

WA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Alan Lawrence Work History

Alan has 31 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors, LLC

1987 - 2014 (27 years)

Edward D. Jones & Co., L.P

Disclosures

Alan Lawrence has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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