Andre
Dubois
Lpl Financial LLC
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About this Advisor
Andre Dubois is a financial advisor operating out of Selah, Washington who has 1 year of industry experience. Dubois currently works for Lpl Financial LLC. Throughout their career, Dubois has worked at Kms Financial Services, Inc, Precision Capital Management, LLC, Lpl Financial, LLC, Golden State Wealth Management, LLC and Financial Advocates Investment Management. Dubois has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Washington. Lpl Financial LLC is an advisory company operating out of Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 financial advisors. It handles $368 billion in assets under management across its 1,688,501 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules usually depend on which services are offered. However, fee types charged by Lpl Financial LLC can be comprised of any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Andre Dubois Work History
Andre has been registered as a financial advisor for 1 years.*
Lpl Financial, LLC
Precision Capital Management, LLC
Golden State Wealth Management, LLC
Financial Advocates Investment Management
Kms Financial Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Andre Dubois to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Vienna, VA
Charlestown, MA
Lawrenceburg, IN
Newport Beach, CA
Bridgeport, CT
Naperville, IL
Waukesha, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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