Ek Riley Investments, LLC

Investment Advisor
in Seattle, WA
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About this Advisor

Charles Richey is an investment advisor located in Seattle, Washington. Currently an investment advisor at Ek Riley Investments, LLC, they have gathered 11 years of work experience. Richey maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Richey is able to act as a financial advisor in California, Washington and Oregon. Richey has gained experience at Morgan Stanley & Co., Inc, Morgan Stanley Smith Barney and E.K. Riley Investments, LLC. Ek Riley Investments, LLC is based out of Seattle, Washington, and operates out of 16 other brick-and-mortar locations in the country. As an advisory firm, Ek Riley Investments, LLC oversees $553 million in assets across 1,555 client accounts and retains more than 60 people. The firm's total assets under management places it among the bigger financial advisory firms in the United States. The firm manages 1,312 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ek Riley Investments, LLC provides financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

1420 5Th Avenue Suite 3300
Seattle, WA 98101

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Ek Riley Investments, LLC Brokerage Details

Total Assets Under Management


WA Average: $3,566,627,242
Total Number of Employees


WA Average: 46
Total Number of Accounts


WA Average: 1,499
Average Account Size


WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Charles Richey Work History

Charles has 11 years of experience.

2011 - Present (8 years)

E.K. Riley Investments, LLC

2009 - 2011 (2 years)

Morgan Stanley Smith Barney

2007 - 2011 (4 years)

Morgan Stanley & Co., Inc


Charles Richey has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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