Ek Riley Investments, LLC
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About this Advisor
Charles Richey is an investment advisor located in Seattle, Washington. Currently an investment advisor at Ek Riley Investments, LLC, they have gathered 11 years of work experience. Richey maintains Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Richey is able to act as a financial advisor in California, Washington and Oregon. Richey has gained experience at Morgan Stanley & Co., Inc, Morgan Stanley Smith Barney and E.K. Riley Investments, LLC. Ek Riley Investments, LLC is based out of Seattle, Washington, and operates out of 16 other brick-and-mortar locations in the country. As an advisory firm, Ek Riley Investments, LLC oversees $553 million in assets across 1,555 client accounts and retains more than 60 people. The firm's total assets under management places it among the bigger financial advisory firms in the United States. The firm manages 1,312 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ek Riley Investments, LLC provides financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Ek Riley Investments, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Charles Richey Work History
Charles has 11 years of experience.
E.K. Riley Investments, LLC
Morgan Stanley Smith Barney
Morgan Stanley & Co., Inc
Charles Richey has no disclosures.
Please visit their SEC profile for more details.