James
Hawkins

D.A. Davidson & Co

CRD#2371913
Investment Advisor
in Seattle, WA
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About this Advisor

James Hawkins is a certified financial planner who works out of Seattle, Washington, who has been in the industry for 12 years. Hawkins is an employee of D.A. Davidson & Co. Their career trajectory has included roles at Wells Fargo and D.A. Davidson & Co. Hawkins maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in Washington. D.A. Davidson & Co is a financial advisory company based out of Seattle, Washington. The company has offices in 67 locations and a total of 515 advisors. It handles $15 billion in total assets across its 47,201 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 582 charitable organizations. Of its 47,201 customer accounts, 18% are held by high-net-worth investors who have greater than $1 million in investable assets. The company provides a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fees largely depend on which services the firm provides the client. However, fee types billed by D.A. Davidson & Co can include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

Columbia Center, 701 5Th Avenue Suite 4050
Seattle, WA 98104

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

WA Average: $2,609,029,241
Total Number of Employees

630

WA Average: 66
Total Number of Accounts

53,308

WA Average: 6,076
Average Account Size

$320,872

WA Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Hawkins Work History

James has 12 years of experience.

2017 - Present (2 years)

D.A. Davidson & Co

2006 - 2017 (11 years)

Wells Fargo

Disclosures

James Hawkins has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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