James
Ragan

D.A. Davidson & Co

CRD#1513433
Investment Advisor
in Seattle, WA
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About this Advisor

James Ragan is a chartered financial analyst who works out of Seattle, Washington, who has 19 years of financial industry experience. Ragan works at D.A. Davidson & Co. During their career, the advisor has held roles at D.A. Davidson & Co and Crowell, Weedon & Co. Ragan holds a Series 63 license, designating them as a securities representative, and can advise clients in California and Washington. D.A. Davidson & Co is a firm based in Seattle, Washington. The firm has offices in 67 locations and a total of 515 advisors. It oversees $15 billion in assets between its 47,201 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 582 charities and foundations. Of its 47,201 accounts, 18% are held by high-net-worth investors who have greater than $1 million in assets. The company performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors usually vary depending on which services are provided. However, fee types charged by D.A. Davidson & Co likely consist of asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

Columbia Center, 701 5Th Avenue Suite 4050
Seattle, WA 98104

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

WA Average: $2,609,029,241
Total Number of Employees

630

WA Average: 66
Total Number of Accounts

53,308

WA Average: 6,076
Average Account Size

$320,872

WA Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

James Ragan Work History

James has 19 years of experience.

2015 - Present (4 years)

D.A. Davidson & Co

2015 - 2015 (0 years)

D.A. Davidson & Co

2013 - 2015 (2 years)

D.A. Davidson & Co

1999 - 2013 (14 years)

Crowell, Weedon & Co

Disclosures

James Ragan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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