Ek Riley Investments, LLC

Investment Advisor
in Seattle, WA
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About this Advisor

Lee Handley is a financial advisor who lives in Seattle, Washington. Currently an investment advisor with Ek Riley Investments, LLC, they have accrued 13 years of experience in the financial advisory industry. Handley has Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Handley is registered to work with investors based out of Alabama, Oregon, Arizona, California, Colorado, Georgia, Washington, Idaho and Maryland. Handley has worked their career at Ek Riley Investments, LLC. Ek Riley Investments, LLC is based out of Seattle, Washington, and has 16 additional brick-and-mortar locations in the country. As a company, Ek Riley Investments, LLC manages $553 million in assets throughout 1,555 client accounts and employs more than 60 people. The level of assets currently under the firm's management makes it one of the larger investment advisory firms in the nation. The firm manages 1,312 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 23% of the investment firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Ek Riley Investments, LLC can provide financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

1420 5Th Avenue Suite 3300
Seattle, WA 98101

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Ek Riley Investments, LLC Brokerage Details

Total Assets Under Management


WA Average: $3,566,627,242
Total Number of Employees


WA Average: 46
Total Number of Accounts


WA Average: 1,499
Average Account Size


WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Lee Handley Work History

Lee has 13 years of experience.

2005 - Present (14 years)

Ek Riley Investments, LLC


Lee Handley has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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