Mark
Froio

D.A. Davidson & Co

CRD#1235903
Investment Advisor
in Seattle, WA
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About this Advisor

Mark Froio is a financial advisor based in Seattle, Washington. Currently a registered advisor with D.A. Davidson & Co, Froio has 18 years of practice in the financial advisory industry. Froio maintains a Series 63 license, qualifying them as a securities broker. Froio is registered to act as a financial advisor in Washington. Froio has spent their whole career at D.A. Davidson & Co. D.A. Davidson & Co is headquartered in Seattle, Washington, and has 67 other brick-and-mortar locations throughout the country. In aggregate, D.A. Davidson & Co manages $15 billion in assets dispersed across 47,201 accounts and retains more than 515 people. The amount of assets the firm manages makes it one of the largest firms in the United States. The firm manages 40,742 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 18% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. D.A. Davidson & Co offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

Columbia Center, 701 5Th Avenue Suite 4050
Seattle, WA 98104

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

WA Average: $2,609,029,241
Total Number of Employees

630

WA Average: 66
Total Number of Accounts

53,308

WA Average: 6,076
Average Account Size

$320,872

WA Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Mark Froio Work History

Mark has 18 years of experience.

2000 - Present (19 years)

D.A. Davidson & Co

Disclosures

Mark Froio has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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