Nona
Hasegawa

Stifel, Nicolaus & Company, Inc

CRD#1895987
Investment Advisor
in Seattle, WA
Are you Nona Hasegawa? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Nona Hasegawa is a certified financial planner whose office is in Seattle, Washington. Currently a registered investment advisor at Stifel, Nicolaus & Company, Inc, they have accrued 10 years of experience in the financial advisory industry. Hasegawa has Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Hasegawa is registered to advise investors in Washington. Hasegawa has spent their career at Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is headquartered in Seattle, Washington, and has 362 locations across the United States. In total, Stifel, Nicolaus & Company, Inc oversees $72 billion in assets dispersed across 188,394 client accounts and retains more than 5,570 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the nation. The firm manages 123,069 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 24% of the firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Stifel, Nicolaus & Company, Inc offers portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

Two Union Square, 601 Union Street Suite 3701
Seattle, WA 98101

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

WA Average: $11,469,110,461
Total Number of Employees

5,746

WA Average: 458
Total Number of Accounts

216,315

WA Average: 33,415
Average Account Size

$345,094

WA Average: $343,232

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Nona Hasegawa Work History

Nona has 10 years of experience.

2008 - Present (11 years)

Stifel Nicolaus

Disclosures

Nona Hasegawa has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started