Sharebuilder 401K

Investment Advisor
in Seattle, WA

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About this Advisor

Richard Chang is an advisor who is based in Seattle, Washington. Currently a registered financial advisor at Sharebuilder 401K, Chang has 14 years of professional experience. Chang holds Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Chang can act as a financial advisor in Washington. Their career trajectory has included roles at Richard Chang, Rexam Beverage Can, Homemaker, Bank Of America, East West Bank, Celtic Leasing Corp, Jp Morgan Chase, Angelina'S Pizzeria Napoletana, J.P. Morgan Securities LLC, Orange County Notary Services, Capital One Investing, LLC, Capital One Advisors, LLC and Sharebuilder 401K. Sharebuilder 401K is based out of Seattle, Washington. Overall, Sharebuilder 401K employs 30 staff members. None of the advisory firm's clients are deemed high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Sharebuilder 401K provides pension consulting services and educational seminars. The firm's fees may include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

14 years

Services Offered

Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees



Office Location

801 Second Ave Suite 1400
Seattle, WA 98104

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Sharebuilder 401K Brokerage Details

Total Number of Employees


WA Average: 46

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Investment Advisory Services

  • Pension consulting services
  • Educational seminars/workshops

Richard Chang Work History

Richard has 14 years of experience.

2019 - Present (2 years)

Sharebuilder 401K

2017 - Present (4 years)

Capital One Advisors, LLC

2017 - 2017 (< 1 year)

Orange County Notary Services

2017 - 2019 (2 years)

Capital One Investing, LLC

2016 - 2017 (1 year)

Jp Morgan Chase

2016 - 2016 (< 1 year)

Angelina'S Pizzeria Napoletana

2016 - 2017 (1 year)

J.P. Morgan Securities LLC

2015 - 2016 (1 year)

East West Bank

2015 - 2015 (< 1 year)

Celtic Leasing Corp

2013 - 2013 (< 1 year)


2013 - 2015 (2 years)

Bank Of America

2012 - 2013 (1 year)

Rexam Beverage Can

2006 - 2012 (6 years)

Richard Chang


Richard Chang has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Sharebuilder 401K

Matthew Allen
Seattle, WA
Christopher Wilkinson
Seattle, WA
Vince Hacut
Seattle, WA
Cynthia Ghaffari
Seattle, WA
Kelly Ausburn
Seattle, WA
Suzanne Taylor
Novato, CA
Nicholas Tsiakilos
Seattle, WA
Paul Hopkins
Seattle, WA

This content was compiled from the SEC and FINRA.

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