Samuel
Stephens

Wells Fargo Clearing Services, LLC

CRD#7052903
Investment Advisor
in Seattle, WA

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About this Advisor

Samuel Stephens is a financial advisor working in Seattle, Washington, who has been in the financial industry for 10 years. Stephens is on the advisory team at Wells Fargo Clearing Services, LLC. Throughout their career, Stephens has worked at Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC, Mod Super Fast Pizza LLC, G P Automotive, Henry M Jackson High School and Lyft. Stephens has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Washington. Wells Fargo Clearing Services, LLC is an advisory firm that has its headquarters in Seattle, Washington. The company has offices in 6,239 locations and a total of 25,711 advisors. It handles $511 billion in assets among its 1,430,874 customer accounts, making it one of the largest firms in the country by assets under management. The firm provides services to 5,773 charities and foundations. Of its 1,430,874 accounts, 41% are held by high-net-worth individuals who have at least $1 million in assets available to invest. The company offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management typically vary depending on which services the firm provides the client. Fees billed by Wells Fargo Clearing Services, LLC can include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo]
Seattle, WA 98104

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$510,933,873,086

WA Average: $11,469,110,461
Total Number of Employees

25,711

WA Average: 458
Total Number of Accounts

1,430,874

WA Average: 33,415
Average Account Size

$357,078

WA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Samuel Stephens Work History

Samuel has 10 years of experience.

2018 - Present (3 years)

Wells Fargo Clearing Services, LLC

2016 - Present (5 years)

Wells Fargo Bank, Na

2018 - 2018 (< 1 year)

Lyft

2015 - 2016 (1 year)

Mod Super Fast Pizza LLC

2014 - 2014 (< 1 year)

Mod Super Fast Pizza LLC

2014 - 2015 (1 year)

G P Automotive

2010 - 2014 (4 years)

Henry M Jackson High School

Disclosures

Samuel Stephens has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Wells Fargo Clearing Services, LLC

Connor Flannery
New York, NY
Rosa Saldias Costa
Miami, FL
Robert Read
Richmond, VA
Matthew Ogurkow
Seattle, WA
Carla Inurritegui
Miami, FL
Adam Pike
Wilmington, NC
Une Enyenihi
Minneapolis, MN
James Edelen
Saint Louis, MO

This content was compiled from the SEC and FINRA.

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