Scott
Cavazos

Kms Financial Services, Inc

CRD#6643191
Investment Advisor
in Seattle, WA

Answer a few questions and
get matched with an advisor.

Find an Advisor

or call us now at 1-888-467-5419

About this Advisor

Scott Cavazos is an advisor who lives in Seattle, Washington. Currently a registered financial advisor at Kms Financial Services, Inc, they have accrued 12 years of work experience in the financial advisory industry. Cavazos holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Cavazos is able to work with clients based out of Washington. The advisor has gained experience at Kms Financial Services, Inc and Sullivan & Crowmell Llp. Kms Financial Services, Inc is located in Seattle, Washington, and has 384 other locations in the United States. As a registered investment firm, Kms Financial Services, Inc manages $8 billion in assets across 33,857 accounts and retains more than 429 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the United States. The firm manages 28,028 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 30% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Kms Financial Services, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2001 Sixth Ave Suite 2801
Seattle, WA 98121-1866

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Kms Financial Services, Inc Brokerage Details

Total Assets Under Management

$8,193,319,355

WA Average: $3,566,627,242
Total Number of Employees

429

WA Average: 46
Total Number of Accounts

33,857

WA Average: 1,499
Average Account Size

$241,998

WA Average: $2,379,338

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops

Scott Cavazos Work History

Scott has 12 years of experience.

2016 - Present (5 years)

Kms Financial Services, Inc

2014 - 2016 (2 years)

Sullivan & Crowmell Llp

2008 - 2014 (6 years)

Sullivan & Crowmell Llp

Disclosures

Scott Cavazos has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Kms Financial Services, Inc

Landon Tan
Kirkland, WA
Benjamin Wenzel
Eugene, OR
Eleonora Tomasello
San Jose, CA
Harold West
Lake Oswego, OR
Sonja Seymour
Seattle, WA
Lynn Snyder
Vancouver, WA
Linda Harrington
Seattle, WA
Michelle George
Kirkland, WA

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started