Thomas
Drouin

Ameriprise Financial Services, Inc

CRD#1345021
Investment Advisor
in Seattle, WA
Are you Thomas Drouin? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Thomas Drouin is a certified financial planner based in Seattle, Washington. Currently a registered advisor with Ameriprise Financial Services, Inc, Drouin has a notable 37 years of work experience as a financial advisor. Drouin has Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Drouin is registered to act as an advisor based out of Texas and Washington. Drouin has gained experience at Linsco/Private Ledger Corp, Seattle Pacific Sales Co, Kcm/Blue Shield, Diversified Financial Advisors, L.L.C. (R and Ameriprise Financial Services, Inc. Ameriprise Financial Services, Inc is headquartered in Seattle, Washington, and has 161 offices in the country. As a company, Ameriprise Financial Services, Inc manages $244 billion in assets dispersed across 1,268,997 client accounts and retains more than 13,020 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the nation. The firm manages 603,208 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 3% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Ameriprise Financial Services, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

37 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

520 Pike St Ste 2725
Seattle, WA 98101

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$244,241,253,479

WA Average: $5,289,111,388
Total Number of Employees

13,020

WA Average: 157
Total Number of Accounts

1,268,997

WA Average: 8,262
Average Account Size

$192,468

WA Average: $640,173

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Thomas Drouin Work History

Thomas has 37 years of experience.

2010 - Present (9 years)

Ameriprise Financial Services, Inc

1996 - 2010 (14 years)

Linsco/Private Ledger Corp

1996 - 2010 (14 years)

Kcm/Blue Shield

1996 - 2010 (14 years)

Diversified Financial Advisors,L.L.C. (R

1981 - 2010 (29 years)

Seattle Pacific Sales Co

Disclosures

Thomas Drouin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started