Ameriprise Financial Services, Inc

Investment Advisor
in Seattle, WA
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About this Advisor

Thomas Drouin is a certified financial planner based in Seattle, Washington. Currently a registered advisor with Ameriprise Financial Services, Inc, Drouin has a notable 37 years of work experience as a financial advisor. Drouin has Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Drouin is registered to act as an advisor based out of Texas and Washington. Drouin has gained experience at Linsco/Private Ledger Corp, Seattle Pacific Sales Co, Kcm/Blue Shield, Diversified Financial Advisors, L.L.C. (R and Ameriprise Financial Services, Inc. Ameriprise Financial Services, Inc is headquartered in Seattle, Washington, and has 161 offices in the country. As a company, Ameriprise Financial Services, Inc manages $244 billion in assets dispersed across 1,268,997 client accounts and retains more than 13,020 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the nation. The firm manages 603,208 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 3% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Ameriprise Financial Services, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

37 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

520 Pike St Ste 2725
Seattle, WA 98101

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Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management


WA Average: $5,289,111,388
Total Number of Employees


WA Average: 157
Total Number of Accounts


WA Average: 8,262
Average Account Size


WA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Thomas Drouin Work History

Thomas has 37 years of experience.

2010 - Present (9 years)

Ameriprise Financial Services, Inc

1996 - 2010 (14 years)

Linsco/Private Ledger Corp

1996 - 2010 (14 years)

Kcm/Blue Shield

1996 - 2010 (14 years)

Diversified Financial Advisors,L.L.C. (R

1981 - 2010 (29 years)

Seattle Pacific Sales Co


Thomas Drouin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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