Ek Riley Investments, LLC

Investment Advisor
in Seattle, WA
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About this Advisor

Thomas Martin is a certified financial planner based in Seattle, Washington. Currently an advisor at Ek Riley Investments, LLC, they have accrued 16 years of practice as an investment advisor. Martin maintains Series 63 and Series 66 licenses, certifying them as a securities representative. Martin is registered to serve customers in Colorado, Utah and New Mexico. Over the course of their career, they have held roles at Edward Jones and E.K. Riley Investments, LLC. Ek Riley Investments, LLC is based out of Seattle, Washington, and has 16 brick-and-mortar locations throughout the United States. Overall, Ek Riley Investments, LLC manages $553 million in assets dispersed across 1,555 accounts and retains more than 60 people. The level of assets currently under the firm's management makes it one of the larger firms in the United States. The firm manages 1,312 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 23% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Ek Riley Investments, LLC can offer financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

1420 5Th Avenue Suite 3300
Seattle, WA 98101

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Ek Riley Investments, LLC Brokerage Details

Total Assets Under Management


WA Average: $3,566,627,242
Total Number of Employees


WA Average: 46
Total Number of Accounts


WA Average: 1,499
Average Account Size


WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Thomas Martin Work History

Thomas has 16 years of experience.

2017 - Present (2 years)

E.K. Riley Investments, LLC

2002 - 2017 (15 years)

Edward Jones


Thomas Martin has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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