David
Sowards

Axxcess Wealth Management, LLC

CRD#1475505
Investment Advisor
in Charleston, WV

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About this Advisor

David Sowards is a certified financial planner operating in Charleston, West Virginia with a total of 1 year of industry experience. Sowards is an advisor for Axxcess Wealth Management, LLC. Throughout their career, they have worked at Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association, Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, Axxcess Wealth Management, LLC and Center Street Securities, Inc. Sowards maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas and West Virginia. Axxcess Wealth Management, LLC is a financial advisory firm that has its headquarters in Carlsbad, CA. It has offices in 23 locations and a total of 78 financial advisors. It oversees $3 billion in assets across its 9,690 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 14 charitable organizations. Of its 9,690 customer accounts, just 13% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The business provides a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advice usually vary depending on which services are offered. However, fee types billed by Axxcess Wealth Management, LLC may include some blend of asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

500 Corporate Landing Suite 201
Charleston, WV 25301

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Axxcess Wealth Management, LLC Brokerage Details

Total Assets Under Management

$3,399,618,044

WV Average: $7,578,581,321
Total Number of Employees

78

WV Average: 43
Total Number of Accounts

9,690

WV Average: 3,727
Average Account Size

$350,838

WV Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Sowards Work History

David has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Axxcess Wealth Management, LLC

2022 - Present (2 years)

Center Street Securities, Inc

2016 - 2016 (< 1 year)

Wells Fargo Advisors, LLC

2016 - 2022 (6 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2009 - 2015 (6 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Sowards to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Axxcess Wealth Management, LLC

Bryan Goligoski
Carlsbad, CA
Kathryn Lester
Charleston, WV
Todd Quinn
Carlsbad, CA
Cory Persson
Carlsbad, CA
Ian Mcilvaine
Carlsbad, CA
Thomas Gajdalo
Lantana, TX
Adam Coons
Carlsbad, CA
Mariah Wisely
Carlsbad, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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