Benjamin
Uphoff

Northwestern Mutual Investment Services, LLC

CRD#6773302
Investment Advisor
in Saint Paul, MN

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About this Advisor

Benjamin Uphoff is a financial advisor who works out of Saint Paul, Minnesota with 2 years of relevant experience. Uphoff currently works for Northwestern Mutual Investment Services, LLC. Over the course of their career, Uphoff has held roles at Thrivent Investment, Duluth Trading Company, Journey Associates, Baune Financial, Bradley Baune, Northwestern Mutual Investment Services LLC and Northwestern Mutual Wealth Management Company. Uphoff has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Minnesota. Northwestern Mutual Investment Services, LLC is a financial advisory firm that has its headquarters in Milwaukee, WI. The advisory firm provides other services. Fees charged by financial advisors typically depend on which services the firm provides the client. Fee types charged by Northwestern Mutual Investment Services, LLC can be comprised of some combination of fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

1191 Northland Dr Ste 150
Saint Paul, MN 55120

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,125

MN Average: 43

Investment Advisory Services

  • Other

Benjamin Uphoff Work History

Benjamin has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Bradley Baune

2021 - Present (3 years)

Northwestern Mutual Investment Services LLC

2021 - Present (3 years)

Northwestern Mutual Wealth Management Company

2021 - 2021 (< 1 year)

Baune Financial

2017 - 2021 (4 years)

Thrivent Investment

2015 - 2017 (2 years)

Duluth Trading Company

2012 - 2015 (3 years)

Journey Associates

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Benjamin Uphoff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Stephen Verwers
Englewood, CO
Jerome Burton
San Jose, CA
Seth Rivers
Norwalk, CT
John Rhett
Atlanta, GA
Christopher Preston
Vernon Hills, IL
Thomas Powers
Vernon Hills, IL
Christopher Brennan
Boston, MA
Garrick Legault
Wilbraham, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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