Arena Capital Advisors
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Overview
Arena Capital Advisors operates as a financial advisor firm headquartered in Los Angeles, California. It administers $3.4 billion in assets across 33 accounts, making it one of the largest financial advisory firms in the United States by assets under management (AUM). The company has a small team, including 9 financial advisors. Arena Capital Advisors is not a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as options, equities and bonds.
Arena Capital Advisors oversees all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which transaction judgments for the client's account are made by an investment advisor without needing to seek client approval. The company's average account size is $103.7 million. An average financial advisor at Arena Capital Advisors oversees about four client accounts, making it one of the most individualized firms in the country.
Arena Capital Advisors's central office is located at 12121 Wilshire Blvd, Los Angeles, California 90025.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Arena Capital Advisors by the Numbers
$3.4 billion
20
33
$103.7 million
Fee Structure
Fees for financial management typically are based on which services are provided. Fees charged by the company may include some blend of the following fee structures: asset-based, fixed or performance-based. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm provides services to investment companies, pooled investment vehicles, pension plans and insurance companies. Out of its 33 customers, Arena Capital Advisors's largest client is pooled investment vehicles. Around 40% of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Arena Capital Advisors does not have any disclosures.
Please visit its Form ADV for more details.
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