Fell Capital Management
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Overview
Fell Capital Management is an advisory company that has its headquarters in Newport Beach, California. The firm manages $141.5 million in assets across 227 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). It has a small team, including 2 financial advisors. Fell Capital Management is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments like options, bonds and equities.
Fell Capital Management oversees all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which transaction decisions are made by a portfolio manager without needing client approval. The investment advisory firm manages about $623,348 in assets for each client account. The average financial advisor at Fell Capital Management oversees around 114 client accounts.
The company's headquarters is located at 1001 Dove Street, Suite 230, Newport Beach, California 92660. The firm is legally allowed to serve investors in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fell Capital Management by the Numbers
$141.5 million
2
227
$623.3 thousand
Fee Structure
Fees for financial management are based on which services are offered. However, fees billed by the company likely are comprised of any combination of the following fee types: asset-based, hourly, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm provides services to retail investors, high net worth investors and pension plans. Out of its 227 accounts, Fell Capital Management's largest client group is retail investors, but it also serves 20 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 25%
- Other Individuals - 62.5%
- Corporations - 12.5%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Fell Capital Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Fell Capital Management
Newport Beach, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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