Fin Capital
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Overview
Fin Capital is a financial advisory firm that has its headquarters in San Francisco, California. It handles $910.1 million in assets across 25 accounts, placing it among the bigger firms in the United States by assets under management (AUM). The firm has a small team, including 10 financial advisors. Fin Capital is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like options, bonds and equities.
Fin Capital oversees all of the firm's accounts in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell decisions for the client's account without requiring client approval. The company administers an average of $36.4 million for each customer account. The typical financial advisor at Fin Capital manages around three client accounts, making it one of the most individualized financial advisor firms in the country.
Fin Capital's main office is at One Sansome Street, Suite 3950, San Francisco, California 94104-4448. Fin Capital is registered to provide services to investors in the state of California.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fin Capital by the Numbers
$910.1 million
18
25
$36.4 million
Fee Structure
Fees charged by financial advisors largely are based on which service is offered. Fees billed by Fin Capital likely consist of some combination of the following fee types: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Fin Capital.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
It provides services to pooled investment vehicles. Out of its 25 accounts, Fin Capital's largest client type by number of accounts is pooled investment vehicles. None of the firm's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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