Needham & Company, LLC

CRD#16360
Investment Advisor Firm

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Learn more about Needham & Company, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Needham & Company, LLC is located at 250 Park Avenue, New York, NY. The firm employs 45 financial advisors to manage client portfolios and provide financial guidance. Needham & Company, LLC is a registered broker-dealer.

    Needham & Company, LLC offers other services. The firm operates on a fixed, commission-based, and other fee structures. The firm caters to pooled investment vehicles, which are also the largest client type by accounts.

    Needham & Company, LLC is registered in the states of Arizona, California, Colorado, Florida, Illinois, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Connecticut, Texas, Washington, and Wisconsin.

    Number of Advisors

    45

    Disclosures

    No

    Office Location

    250 Park Avenue
    New York, NY 10177

    Needham & Company, LLC by the Numbers

    Total Number of Employees

    170

    National Average: 64
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    Fee Structure

    Fees for financial management typically are based on the services provided. Fees charged by Needham & Company, LLC most likely consist of some combination of the following fee structures: fixed, commission-based, or other.

    Available

    • Offered by 1% of firms

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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    Types of Clients

    The company works with pooled investment vehicles. Needham & Company, LLC's biggest client type by number of accounts is .

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Needham & Company, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Needham & Company, LLC

    Maximilian Cavallo
    New York, NY
    Dean Hlushko
    New York, NY
    David Laufer
    New York, NY
    William Dejianne
    New York, NY
    Kevin Mcgrath
    New York, NY
    John Juco
    New York, NY

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