Windjammer Capital Investors
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Overview
Windjammer Capital Investors operates as a financial advisory firm based in Newport Beach, California. The company handles $2.5 billion in assets across eight customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management (AUM). Windjammer Capital Investors has a small team, including 24 financial advisors. Windjammer Capital Investors does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal investments such as bonds, options and stocks.
Windjammer Capital Investors administers all of the company's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes transaction decisions without requiring client approval. The advisory firm's typical account size is $311.8 million. An average advisor at Windjammer Capital Investors manages fewer than one client account, making it one of the most personalized financial advisor firms in the country.
The firm's central office is located at 840 Newport Center Drive, Newport Beach, California 92660-6460. It is legally allowed to provide services to customers throughout a few states, including California and Massachusetts.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Windjammer Capital Investors by the Numbers
$2.5 billion
24
8
$311.8 million
Fee Structure
Financial management fees largely depend on the type of services provided. However, fee types charged by Windjammer Capital Investors likely include some blend of the following fee structures: asset-based or performance-based. Windjammer Capital Investors does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Windjammer Capital Investors provides services to pooled investment vehicles. Out of its eight customers, Windjammer Capital Investors's largest client group is pooled investment vehicles. About 38% of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Windjammer Capital Investors does not have any disclosures.
Please visit its Form ADV for more details.
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