Dream U.S. Manager LLC
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Overview
Dream U.S. Manager LLC operates as a financial advisor company based in Denver, Colorado. The firm oversees $1.1 billion in assets throughout one customer account, making it one of the larger investment advisory firms in the country by assets under management (AUM). The firm has a small group, including 12 financial advisors. Dream U.S. Manager LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial investments such as equities, options and bonds.
Dream U.S. Manager LLC oversees all of its client assets on a discretionary basis. Discretionary management means that transaction judgments for the client's account are made by an investment advisor without requiring client authorization. The advisory firm's typical account size is $1.1 billion. The average advisor at Dream U.S. Manager LLC oversees fewer than one client account, placing it among the most personalized advisor firms in the country.
Dream U.S. Manager LLC's main office is located at 100 St. Paul Street, Denver, Colorado 80206. The firm is allowed to provide services to investors in the state of Colorado.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dream U.S. Manager LLC by the Numbers
$1.1 billion
28
1
$1.1 billion
Fee Structure
Fees for financial advisory services typically depend on the type of services provided. However, fee types billed by Dream U.S. Manager LLC can consist of any blend of the following fee structures: asset-based or performance-based. The company does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to pooled investment vehicles. Dream U.S. Manager LLC's largest client group by number of accounts is pooled investment vehicles. None of the company's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dream U.S. Manager LLC does not have any disclosures.
Please visit its Form ADV for more details.
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