Cadaret Grant & Co Inc
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Overview
Cadaret Grant & Co Inc operates as an advisory firm that has its headquarters in Syracuse, New York. The firm has $5.8 billion in total assets throughout 23,861 accounts, placing it among the largest investment advisory firms in the country by assets under management (AUM). The firm has a large group, including 513 financial advisors. Cadaret Grant & Co Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as options, bonds and equities.
Cadaret Grant & Co Inc administers more than half of its accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor makes buy and sell choices without requiring client permission. Cadaret Grant & Co Inc also oversees 215 non-discretionary accounts totaling $39.4 million in assets under management. The company's average account size is $244,860. The average advisor at Cadaret Grant & Co Inc manages around 47 client accounts, placing it towards the middle in terms of personalization.
The firm's headquarters is at 100 Madison Street, Syracuse, New York 13202. It is permitted to provide services to customers across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Cadaret Grant & Co Inc by the Numbers
$5.8 billion
726
23,861
$244.9 thousand
Products and Services
Cadaret Grant & Co Inc provides multiple services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past fiscal year, Cadaret Grant & Co Inc provided 26-50 of its customers with financial planning services. The company is engaged in selling products or offering services different than investment advice to its clients. The company is also affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely are based on which services the firm provides the client. Fees billed by Cadaret Grant & Co Inc can include the following fee structures: asset-based, hourly or fixed. The company participates in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm manages money for a broad range of investors. The company works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 23,861 accounts, Cadaret Grant & Co Inc's biggest client group by number of accounts is retail investors, although it also serves 628 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 3.53%
- Other Individuals - 94.78%
- Corporations - 1.34%
- Charitable Organizations - 0.34%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Cadaret Grant & Co Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Cadaret Grant & Co Inc
Edinboro, PA
Clifton Springs, NY
Melville, NY
Syracuse, NY
Syracuse, NY
Saratoga Springs, NY
Seminole, FL
Cleveland, OH
Dalton, GA
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