Advice And Planning Services
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Overview
Advice And Planning Services is located at 730 Third Avenue, New York, NY. The firm employs 1,115 financial advisors to manage client portfolios and provide financial guidance. Advice And Planning Services is a registered broker-dealer.
Advice And Planning Services oversees $32.7 billion in assets under management across 73,602 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to 96,000 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The firm caters to retail investors, high net worth investors, charitable organizations, and corporations, with high net worth investors being the largest client type by accounts. The fee structure at Advice And Planning Services includes asset-based and other fees. The firm has 46,222 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, insurance company or agency, pension consultant, and commodity pool advisor.
Advice And Planning Services is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Advice And Planning Services by the Numbers
$32.7 billion
1,519
73,602
$444.0 thousand
Products and Services
Advice And Planning Services provides multiple services, including financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. In the last fiscal year, Advice And Planning Services provided financial planning services to 96000 of its accounts. The Firm does not sell products or offer services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually vary depending on which service is provided. Fees billed by Advice And Planning Services can consist of any combination of the following fee types: asset-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are offered by Advice And Planning Services.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 10% of firms
Other
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
Types of Clients
It caters to retail investors, high net worth investors, charitable organizations, and corporations. Out of its 4 clients, Advice And Planning Services's largest client type by number of accounts is high net worth investors, but it also manages money for 46222 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 62.8%
- Other Individuals - 37.14%
- Corporations - 0.03%
- Charitable Organizations - 0.03%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Advice And Planning Services does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Advice And Planning Services
Charlotte, NC
Frisco, TX
Denver, CO
Charlotte, NC
Milwaukie, OR
Lewisville, TX
Denver, CO
Charlotte, NC
Charlotte, NC
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