Berthel Fisher & Company Financial Services, Inc
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Overview
Berthel Fisher & Company Financial Services, Inc is located at 4201 42Nd Street Ne, Cedar Rapids, IA. The firm employs 100 financial advisors to manage client portfolios and provide financial guidance. Berthel Fisher & Company Financial Services, Inc is a registered broker-dealer.
Berthel Fisher & Company Financial Services, Inc oversees $742.2 million in assets under management across 3,481 accounts, of which 1,939 are discretionary and 1,542 are non-discretionary. Over the past year, the firm has provided financial planning services to between 1 and 10 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. The firm caters to retail investors, high net worth investors, pension plans, and corporations, with retail investors being the largest client type by accounts. The fee structure at Berthel Fisher & Company Financial Services, Inc includes asset-based, hourly, fixed, and commission-based fees. The firm has 145 high net worth clients and maintains affiliations with a broker-dealer or securities dealer and an insurance company or agency.
Berthel Fisher & Company Financial Services, Inc is registered in the states of Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Berthel Fisher & Company Financial Services, Inc by the Numbers
$742.2 million
100
3,481
$213.2 thousand
Products and Services
Berthel Fisher & Company Financial Services, Inc provides a number of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. In the last financial year, Berthel Fisher & Company Financial Services, Inc provided financial planning services to 45301 of its customers. The Firm is involved in selling products or offering services aside from investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically are based on which services are offered. Fees charged by Berthel Fisher & Company Financial Services, Inc can include any combination of the following fee structures: asset-based, hourly, fixed, or commission-based.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It works with retail investors, high net worth investors, pension plans, and corporations. Out of its 4 clients, Berthel Fisher & Company Financial Services, Inc's biggest client type by number of accounts is retail investors, but it also caters to 145 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 5.09%
- Other Individuals - 93.23%
- Corporations - 1.68%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Berthel Fisher & Company Financial Services, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Berthel Fisher & Company Financial Services, Inc
Elk Grove, CA
Chula Vista, CA
Northbrook, IL
Midvale, UT
Minot, ND
Minot, ND
Midvale, UT
Suwanee, GA
Cedar Rapids, IA
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