Shapiro Capital Management LLC
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Overview
Shapiro Capital Management LLC is a financial advisory company headquartered in Atlanta, Georgia. It handles $3.8 billion in assets across 828 accounts, placing it among the biggest firms in the country by assets under management (AUM). The company has a small team, including 4 financial advisors. Shapiro Capital Management LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments such as options, bonds and stocks.
Shapiro Capital Management LLC manages most of the company's client assets in a discretionary manner. Discretionary management signifies that buy and sell decisions for the client's account are made by a portfolio manager without requiring client consent. The firm also oversees seven non-discretionary accounts totaling $7.3 million in assets under management. The investment advisory firm's typical account size is $4.6 million. The typical financial advisor at Shapiro Capital Management LLC oversees around 207 client accounts.
Shapiro Capital Management LLC's main office is located at 3060 Peachtree Rd Nw, Atlanta, Georgia 30305-2236. The company is legally allowed to serve investors across 32 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Shapiro Capital Management LLC by the Numbers
$3.8 billion
9
828
$4.6 million
Fee Structure
Fees for financial management depend on which service is offered. Fees charged by the firm typically consist of the following fee structure: asset-based. The firm does participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Shapiro Capital Management LLC works with a broad range of clients. The firm works with high net worth investors, investment companies, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 828 accounts, Shapiro Capital Management LLC's largest client group by number of accounts is high net worth investors, although it also serves 620 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 75.52%
- Other Individuals - 0%
- Corporations - 18.64%
- Charitable Organizations - 5.85%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Shapiro Capital Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Shapiro Capital Management LLC
Atlanta, GA
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