Keystone Capital
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Learn more about Keystone Capital
Overview
Keystone Capital is an advisory firm that has its headquarters in Chicago, Illinois. The company controls $485.8 million in total assets throughout two customer accounts, placing it among the larger investment advisory firms in the United States by assets under management (AUM). The firm has a small team, including 21 financial advisors. Keystone Capital does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are tradable fiscal assets like options, equities and bonds.
Keystone Capital administers all of its accounts in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make buy and sell judgments without needing the client's consent. The firm oversees roughly $242.9 million for each client account. An average financial advisor at Keystone Capital administers fewer than one client account, making it one of the most individualized financial advisor firms in the country.
The firm's central office is at 155 N. Wacker Dr., Chicago, Illinois 60606. It is legally registered to provide services to investors in the state of Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Keystone Capital by the Numbers
$485.8 million
24
2
$242.9 million
Fee Structure
A financial advisor's fees are based on which services the firm provides the client. However, fees charged by the company most likely consist of some combination of the following fee structures: asset-based, performance-based or other. The company does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
It works with pooled investment vehicles. Out of its two customers, Keystone Capital's biggest client group by number of accounts is pooled investment vehicles. None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Keystone Capital does not have any disclosures.
Please visit its Form ADV for more details.
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