River And Mercantile Asset Management LLC
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Overview
River And Mercantile Asset Management LLC is an advisory firm located in Chicago, Illinois. River And Mercantile Asset Management LLC oversees $135.7 million in total assets over one client account, placing it in the mid-tier of firms in the United States by assets under management (AUM). The company has a small team, including 2 financial advisors. River And Mercantile Asset Management LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial assets like stocks, options and bonds.
River And Mercantile Asset Management LLC manages all of the firm's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor makes transaction judgments without requiring client approval. River And Mercantile Asset Management LLC's typical account size is $135.7 million. An average financial advisor at River And Mercantile Asset Management LLC manages fewer than one client account, making it one of the most personalized financial advisor firms in the country.
The company's main office is located at 311 S. Wacker Drive, Chicago, Illinois 60606. The company is allowed to provide services to clients in the state of Illinois.
Assets Under Management
Number of Advisors
Disclosures
Office Location
River And Mercantile Asset Management LLC by the Numbers
$135.7 million
3
1
$135.7 million
Fee Structure
Fees charged by financial advisors typically depend on which services the firm provides the client. However, fees billed by the company typically consist of the following fee structure: asset-based. The company does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. River And Mercantile Asset Management LLC's largest client group is pooled investment vehicles. About 100% of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
River And Mercantile Asset Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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